Diligence and Compliance

Our firm provides a suite of risk and compliance services to our clients, including audits, data governance, policies and procedures management, risk management and control testing.  

Our risk management services focus on the following areas:

• Transaction Risk Managment:   We specialize in performing due diligence reviews on various consumer loan receivables, including student loans, auto loans, credit card receivables, mobile device payment plans, solar loans, mortgages, and home equity loans.  We have expertise in asset servicer compliance, loan seller compliance, and transaction covenants, representations, and warranties. 

• Enterprise Risk Management:  We help clients gain a competitive advantage by identifying and addressing the potential events that represent risks to the achievement of their organizational strategies, objectives, or opportunities. 

• Credit Risk Management:   We help clients improve their decision making by assessing the credit risk profile of borrowers and how it ultimately drives loan performance.  We support loan originators, loan sellers and loan purchasers assess credit risk at the time of loan origination, loan sale, and on a historical basis for more seasoned assets.  

• Operational Risk Management:  We help clients measure, monitor, report, identify, evaluate, and control risk within their operational framework.  Our firm can support or augment our client's existing 1st line, 2nd line, and 3rd line of defense. 

• Compliance Risk Management:   We help clients develop, implement and maintain effective regulatory compliance programs that protect their organizational reputation.